Example memo on advisor MAR obligations
Download our comprehensive memo template for communicating Market Abuse Regulation obligations to external advisors, ensuring clear understanding of their responsibilities when handling inside information.
Ensure advisor compliance
Help external advisors understand and meet their obligations under UK Market Abuse Regulation.
Protect inside information
Establish robust procedures for handling inside information across advisory relationships.
Maintain clear records
Enable comprehensive record-keeping of advisor obligations and wall crossing procedures.
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What's inside this resource?
Learn more about the content and key features of this resource
Clear legal framework
Comprehensive overview of UK MAR requirements specifically applicable to external advisors.
Information handling protocols
Detailed procedures for receiving, handling and protecting inside information.
Wall crossing procedures
Step-by-step guidance on wall crossing procedures and associated record-keeping requirements.
Compliance obligations
Clear explanation of advisor obligations under UK MAR including insider lists and information barriers.
Internal controls guidance
Requirements for implementing appropriate internal controls and procedures within advisory firms.
Communication protocols
Structured guidelines for communicating with the company and managing inside information flow.
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Download your free adviser MAR obligations memo template
Start managing your advisor MAR obligations effectively with our comprehensive template.