Free market abuse policy template

Download our comprehensive market abuse policy template, designed to help listed companies establish robust procedures for preventing market abuse and ensuring compliance with UK MAR.

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Features

What's inside this resource?

Learn more about the content and key features of this resource

Comprehensive framework

Complete policy structure covering all aspects of market abuse prevention and UK MAR compliance.

Control procedures

Detailed procedures for implementing effective market abuse prevention controls.

Market monitoring

Guidelines for monitoring trading activity and identifying potential market abuse indicators.

Reporting procedures

Clear processes for internal reporting of suspicious activity and regulatory notifications.

Training framework

Structured approach to staff training and awareness on market abuse prevention.

Compliance checklists

Practical checklists and procedures for maintaining ongoing compliance with market abuse regulations.

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FAQs

Frequently Asked Questions

Common questions and answers about this resource

The policy should be owned by compliance or legal teams, with oversight from senior management and regular board review.

Download your free market abuse policy template

Start strengthening your market abuse prevention framework today with our comprehensive template.