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Item 408 disclosure
Turn recorded Rule 10b5-1 plan activity into a signed-off quarterly table for your reporting team.
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Every row traces to an approved plan.
Each row is built from an approved request, your reviewer signs off, and you export the table to Excel.
See the request behind each row
Open any adoption, modification, or termination in its quarter to see its request, counsel's decision, and plan version.
Learn more about Rule 10b5-1 trading plans
Lock the quarter at sign-off
Your general counsel signs off to lock the rows, so no correction changes the quarter silently.
Learn more about the audit trail
Export for your reporting team
Export name, title, date, action, duration, and aggregate securities to Excel in one click.
Learn more about reporting and analyticsExport the quarter in three steps.
Pick the quarter, review each row against its plan, and export the signed-off table.
Pick the quarter
Pick a fiscal quarter to see each row with the request counsel approved.
Sign off
Sign off once each row matches its plan to lock the quarter for your reporting team.
Export the table
Download the reviewed Excel table so your reporting team can complete the disclosure.
Follow a quarter from adoption to export.
Q2 on a calendar fiscal year, as InsiderList shows it.
Tuesday, April 14
A director submits a plan for pre-clearance and counsel approves it. On approval, its row is built automatically from the request. No retyping in July.
Tuesday, June 9
Your CFO changes the sale amounts in her plan, and counsel classifies it as a modification that starts a new cooling-off period. Her change is recorded as a termination and a new adoption, with the same plan and decision date on both rows.
Thursday, July 2
Your general counsel checks the three Q2 rows against their plans, signs off, and exports the reviewed table for your reporting team.
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